eFinancialCareers

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Vice President, Hedge Fund Compliance Officer	Morgan Stanley not disclosed	USA-CT-Greenwich	04 Sep 08

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Trading Auditor/Compliance (Investment Management)	Northwest Integrators LLC Highly competitive (base + lucrative bon...	Stamford, CT	03 Sep 08

Trading Auditor needed to work closely with legal & Compliance to ensure traders are adhereing to predetermine...

Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)	Northwest Integrators LLC Highly competitive (Base + lucrative bon...	Stamford, CT	03 Sep 08

We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor lega...

Business Analyst - Business Management & Control	Not Disclosed Commensurate with experience	Stamford, CT, 06901	19 Aug 08

Business Management & Control - Business Analyst. The individual will manage the implementation of initiative...

Senior Counsel, Investment Management (R5216)	Barker & Gilmore, LLC Base and Bonus	Jersey City, NJ	04 Sep 08

Large investment management company seeking 4+ year attorney to advise growing business.

Mandatory Corporate Actions Associate	Morgan Stanley not disclosed	USA-NJ-Jersey City	04 Sep 08

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Trading surveillance compliance officer	Not Disclosed 75K	Hoboken, NJ	24 Aug 08

Trading surveillance compliance officer

Branch Office Manager	Not Disclosed 100K	Jersey City, NJ	24 Aug 08

Compliance branch office manager coming out of a insitutional side of firm.

Branch office manager - Compliance	Not Disclosed 100K base plus a bonus	Jersey City, NJ	24 Aug 08

Branch office Compliance manager with Insitutional experience needed

Compliance officer	Not Disclosed 75K	USA-NJ-Jersey City	16 May 08

Compliance officer

Compliance Manager	Legend Global Search, Inc. $140 + 20% Bonus	New York, NY, 10036	06 Sep 08

Compliance Manager - Banking, IT

Vice President - Compliance for US Banking	Legend Global Search, Inc. $165K + Bonus	New York, NY, 10036	06 Sep 08

VP - Compliance - Banking - Global Financial Services Company

Compliance Officer - Investment Guidelines and Restrictions	Legend Global Search, Inc. $70K - $90K	New York, NY, 10036	06 Sep 08

Compliance - Investment Guidelines and Restrictions - Asset Management Firm

Compliance Associate	Street Advisor Group Very Competitive	New York City, NY	05 Sep 08

Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance...

Director of Compliance	Michael Page 180,000-300,000	New York, NY, 10174	04 Sep 08

Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad b...

Trust Compliance Officer	Not Disclosed Base plus bonus	New York City, NY	04 Sep 08

The Trust Compliance Officer will be part of a compliance team that supports the general Trust business of a t...

Senior Compliance Officer: Investment Bank	Ashton Lane Group, Inc Excellent Base & Bonus	New York City, NY, 10001	04 Sep 08

Responsible for a variety of regulatory and compliance functions of a global investment bank.

Vice President - Senior Investment Management Attorney (J5234)	Barker & Gilmore, LLC Base and Bonus	New York, NY	04 Sep 08

Leading international asset management company seeks senior level investment management attorney to provide co...

ERISA, Vice President (R5221)	Barker & Gilmore, LLC Base and Bonus	New York, NY	04 Sep 08

One of the world's leading financial management and advisory companies is seeking a Vice Presdient to join the...

AML Associate - ISG Division	Morgan Stanley not disclosed	USA-NY-New York City	04 Sep 08

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GWM/Retail Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	04 Sep 08

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VP - Hedge Fund/Private Equity Structuring	Not Disclosed Competitive	New York City, NY	04 Sep 08

Top-notch multi-billion hedge fund is looking to hire a V.P. to work on hedge fund structuring projects. The p...

Junior Compliance Officer	Not Disclosed 80,000 - 150,000	New York, NY, 10174	03 Sep 08

Our compliance associates assist with the organization, administration and enforcement of the company’s compli...

Deputy Compliance Officer	Not Disclosed 200,000 - 400,000	New York, NY, 10174	03 Sep 08

Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance gr...

Vice President (VP) Compliance	Not Disclosed $110,000 - $150,000	USA-NY-New York City	03 Sep 08

Our client is a very well known and well respected research and financial analysis firm. The Compliance group ...

Enterprise Account Document Manager	Michael Page 200,000 - 500,000	Manhattan, NY, 10174	03 Sep 08

Senior IT, Legal or Compliance professional with significant experience in document/records management related...

Senior Compliance Officer	Michael Page 150,000 - 250,000	Manhattan, NY, 10174	03 Sep 08

The successful candidate will have experience in drafting and monitoring: existing compliance procedures for ...

Chief Compliance Officer	Not Disclosed 250,000 - 600,000	Manhattan, NY, 10174	03 Sep 08

Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 ye...

Equities Trade Compliance Officer	Michael Page 100,000 - 150,000	Manhattan, NY, 10174	03 Sep 08

Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade complianc...

Compliance Manager	Commerzbank not disclosed	USA-NY-New York City	03 Sep 08

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